Tag: The Securities and Exchange Commission (SEC)
SEC proposes new central clearing rules for US Treasury market
US market regulator, the Securities and Exchange Commission (SEC) has proposed rule changes to enhance risk management practices for central counterparties in the US...
SEC report highlights dealer threat to buy-side allocations in primary markets
US market regulator, the Securities and Exchange Commission (SEC), has reported buy-side firms feel pressured not to publicly speak out about the challenges of...
Regulation & Market Structure: How the SEC and the Fed will...
Transparency and structure is coming to the US Treasury and credit markets.
The role of the Fed is changing and consequently the role of other...
