Tag: Securities and Exchange Commission (SEC)
Editorial: Oversight of US bond markets is broken
Oversight of the US bond markets is broken. The world’s sixth largest bank by assets, JP Morgan, was able to manipulate the US Treasury...
CFTC & SEC: JP Morgan manipulated Treasuries market during flash crash...
US market regulators the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) have fined JP Morgan over US$920 million in penalties...
SEC report on algo trading highlights lack of joint oversight
US markets regulator the Securities and Exchange Commission (SEC) has published a report to the US Congress on algorithmic trading in US debt and...
SEC creates unit to tackle emerging risks
The Securities and Exchange Commission has created the Event and Emerging Risks Examination Team (EERT) in the Office of Compliance Inspections and Examinations (OCIE)....
Wellington: Internal crossing could have saved US$10-15 million
The Securities and Exchange Commission (SEC) sub-committee the Fixed Income Market Structure Advisory Committee (FIMSAC), has unanimously passed a proposal to support internal crossing...
Market data costs in spotlight under new FCA review
The UK’s Financial Conduct Authority (FCA) has issued a call for input (CFI) to better understand how data and advanced analytics are being accessed...
FINRA reporting change could support low-touch trading at size
A proposed pilot project for raising the size at which US bond trades must be reported, and delaying reporting for even larger trades, could...
US shutdown hitting bond market traders
By Pia Hecher.
The ongoing United States federal government shutdown is directly impacting US bond market regulation and evolution, leading to the Fixed Income Market...
Greenwich Associates: Streaming prices boost buy-side bond liquidity in 2019
By Pia Hecher.
Market intelligence provider Greenwich Associates has announced this year’s market structure trends, reporting that markets will remain volatile and exchanges will become...
SEC committee proposes bond issuance database for US credit
By Pia Hecher.
The Securities and Exchange Commission (SEC) Fixed Income Market Structure Advisory Committee (FIMSAC) has proposed that the SEC establish a new issue...
