Tag: MiFID II/MiFIR
EC suspends best execution reporting which is “not read at all”
The European Commission (EC) has adopted a Capital Markets Recovery Package, as part of the Commission's overall coronavirus recovery strategy which includes increased leniency...
EC launches wide ranging review of MiFID II/MiFIR and investment firms
The European Commission (EC) has launched a ‘Review of the regulatory framework for investment firms and market operators’ to capture any perceived changes needed...
Reviews of MiFID II transparency raise concerns
The European Securities and Markets Authority (ESMA) launched consultations on 3 February 2020 for the regime for non-equity instrument systematic internalisers (SIs), venues that...
Uncertainty persists around process trades
A standardised approach to handling process trades would better support dealers. By David Wigan.
In mid-February, the European Securities Market Association (ESMA) published a formal...
