Tag: Liquidnet
Asset managers ‘not investment firms’ under MiFID II?
By Flora McFarlane & Dan Barnes.
Several European investment managers have reportedly claimed that they will not be classified as investment firms under the revised...
Regulation : Brokers warned on SI regime missteps : Dan Barnes
Regulators have expressed concern over banks’ plans for operating systematic internalisers (SIs) under the revised Markets in Financial Instruments Directive (MiFID II). Dealers have...
Predicting the future by looking at the past
Mark Pumfrey, Liquidnet.
Mark Pumfrey, Head of EMEA, Liquidnet says that drawing on past experiences can provide some guidance as to how a cause will...
