Tag: Jay Clayton
SEC creates unit to tackle emerging risks
The Securities and Exchange Commission has created the Event and Emerging Risks Examination Team (EERT) in the Office of Compliance Inspections and Examinations (OCIE)....
SEC committee signals direction for US credit rules
New fixed income committee sees pushback on structural approach to resolving credit market challenges. David Wigan reports.
As European fixed income market participants get their...
SEC forms Fixed Income Market Structure Advisory Committee
By Flora McFarlane.
The Securities and Exchange Commission (SEC) has announced the formation and first members of its Fixed Income Market Structure Advisory Committee.
The committee,...
