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How to secure balance sheet from your broker

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Buy- and sell-side veterans tell us the best practices which persuade brokers to take risk on their clients’ behalf. Finding sell-side partners to take the...

FILS 2018: Brexit may further impede transparency

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By Joel Clark. Nearly a year on from the implementation of MiFID II, the rulebook has still not achieved its objective of increasing transparency in...

Technology : How smart is dealer AI? : Dan Barnes

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Can artificial intelligence boost broker-dealers’ client coverage? Simple automation will not work for complex bond markets; tools that learn to find patterns are needed...

Uncertainty persists around process trades

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A standardised approach to handling process trades would better support dealers. By David Wigan. In mid-February, the European Securities Market Association (ESMA) published a formal...

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