Tag: Hester Peirce
SEC – controversially – moves to standardise best execution rules for...
The Securities and Exchange Commission (SEC) is proposing new rules under the Securities Exchange Act of 1934 relating to a broker-dealer’s duty of best...
SEC’s issuer proposal on cyber security risk ‘a step further than...
US market regulator, the Securities and Exchange Commission (SEC), has proposed amendments to its rules to enhance and standardise disclosures regarding cybersecurity risk management,...
