Tag: Gary Gensler
Rules & Ratings: Covered clearing agencies subject to new risk management...
The SEC has amended rules related to the risk management and resilience of covered clearing agencies, introducing new requirements around intraday margin collection and...
FILS 2024: UK rejects industry pressure to move up T+1 implementation...
There are still issues to be ironed out before the UK and Europe can follow the US to T+1, according to speakers at this...
SEC appoints six new Investor Advisory Committee members
The US Securities and Exchange Commission (SEC) has added six new members to its Investor Advisory Committee.
The new members, who will serve four-year terms,...
SEC proposes joint data standards
The US Securities and Exchange Commission (SEC) has proposed joint data standards that would establish technical standards for data submitted to certain financial regulatory...
SEC signs off US Treasury clearing for cash and repo
The US Securities and Exchange Commission (SEC) has adopted a rule designed to reduce risk in the US Treasury market by ensuring that more...
SEC enacts security-based swap execution facilities registration rule
The US Securities and Exchange Commission (SEC) has created a regime for the registration and regulation of security-based swap execution facilities (SBSEFs).
The new regulatory...
Market Structure: New risk and liquidity in the US Treasury market
Significant changes in counterparties and market structure have transformed US Treasury market activity.
Dealer-to-client trading has overtaken interdealer markets in volume traded according to analyst...
Beyond Liquidity: Regulators warn on alternative Libor rates
Libor, the benchmark interest rate that was embedded in hundreds of trillions of dollars of financial contracts around the world, ceased publication at the...
Analyzing chair Gensler’s comments on TRACE reporting
By Julien Alexandre & Grant Lowensohn
Highlights
The SEC chair recently announced the SEC was considering reducing the reporting window for US corporate bond transactions to...
SEC’s issuer proposal on cyber security risk ‘a step further than...
US market regulator, the Securities and Exchange Commission (SEC), has proposed amendments to its rules to enhance and standardise disclosures regarding cybersecurity risk management,...
