Thursday, November 21, 2024
Home Tags Financial Conduct Authority (FCA)

Tag: Financial Conduct Authority (FCA)

Credit Suisse and VTB fined millions by UK, US and Swiss...

0
Credit Suisse Group AG has agreed to pay nearly US$475 million to Swiss, UK and US authorities, including nearly $100 million to the US...

European Women in Finance: Isabelle Girolami – A fresh attitude to...

0
Isabelle Girolami has been CEO of LCH Ltd. since 1 November 2019. She has since had to deal with a global pandemic requiring employees...

IHS Markit publishing new CRITR US dollar funding rate

0
Information, analytics and solution provider, IHS Markit, is now publishing a series of forward-looking dynamic term rates that measure the daily US Dollar (USD)...

Traders note FCA ‘rebundling’ exposes misunderstanding of bond market

0
The UK market regulator, the Financial Conduct Authority (FCA) has released a consultation paper (CP) on existing MiFID II rules, which includes a proposed...

Market data costs in spotlight under new FCA review

0
The UK’s Financial Conduct Authority (FCA) has issued a call for input (CFI) to better understand how data and advanced analytics are being accessed...

FCA “utterly useless” engaging with EU over Brexit

0
By Chris Hall. Veteran city commentator Anthony Hilton delivered a harsh verdict on the UK financial regulators’ efforts to support Britain’s finance industry ahead of...

FCA says HFT firms exacerbate and profit from flash crashes

0
A paper published by the UK’s Financial Conduct Authority has said that high-frequency trading (HFT) firms and agency traders exacerbate flash crashes in the...

FCA fines former BAML bond trader for spoofing

0
By Flora McFarlane. The UK’s Financial Conduct Authority (FCA) has fined a former Bank of America Merrill Lynch bond trader £60,090 for engaging in market...

FCA warns on permissions needed for MiFID II

0
By Sobia Hamid. Firms who need to change their regulatory permissions as a result of MiFID II, in effect from 3 January 2018, are advised...

Asset managers ‘not investment firms’ under MiFID II?

0
By Flora McFarlane & Dan Barnes. Several European investment managers have reportedly claimed that they will not be classified as investment firms under the revised...

MOST POPULAR