Tag: FCA
Falsified trades prompt Macquarie FCA fine
The FCA has fined Macquarie Bank’s London branch £13 million over poor systems and controls after non-existent recorded trades cost the firm approximately US$57.8...
ICE issues US Dollar LIBOR cessation update
Intercontinental Exchange’s (ICE) Benchmark Administration (IBA), the authorised and regulated administrator of LIBOR, has provided an update on the cessation of US dollar LIBOR.
In...
FCA appoints UK Secondary Markets Advisory Committee members
The FCA has appointed members of the UK secondary markets advisory committee for June 2024 to June 2026.
The committee supports the FCA’s work in...
ICMA responds to digital securities sandbox proposals
The International Capital Market Association (ICMA) has suggested a number of amendments to the FCA and Bank of England’s proposal to implement and operate...
AFME and IA agree on UK consolidated bond tape
The Association for Financial Markets in Europe (AFME) has reached an agreement with the Investment Association (IA) on a proposal for a future UK...
Enhancing trading through better surveillance
Trade surveillance, like best execution, can be harder to analyse in fixed income markets due to the complexity of instruments, access to data and...
MeTheMoneyShow – Episode 22
Dan Barnes speaks with Lynn Strongin Dodds about some old chestnuts - a consolidated tape for European equities, and the implications of Brexit for...
LIBOR risks growing
Philip Whitehurst, head of service development at clearing house LCH has warned delegates at the Fixed Income Leaders Summit to take FCA warnings seriously regarding...
Ipreo positive on FCA primary market consultation
By Flora McFarlane.
Primary market platform provider Ipreo has welcomed the consultation on primary markets by UK market regulator the Financial Conduct Authority (FCA).
“The FCA’s...
Buy-side firms warn on herding effect of QE
By Aulia Beg.
Portfolio managers have expressed concern about the ‘herding’ behaviour within the investment community, resulting from central banks’ quantitative easing (QE) programmes.
In a...
