Tag: ESMA
Regulation : Brokers warned on SI regime missteps : Dan Barnes
Regulators have expressed concern over banks’ plans for operating systematic internalisers (SIs) under the revised Markets in Financial Instruments Directive (MiFID II). Dealers have...
The technology behind price making
Lynn Strongin Dodds canvasses the market to see who is willing to pick up the gauntlet in Europe.
If dealers are trading less, they are...
Is portability via indirect clearing under threat?
As sell-side relationships are harder to come by, indirect clearing offers hope for smaller buy-side firms, but without mandated asset segregation many may find...
MiFID II: Five concerns
Chris Hall explores the five primary concerns that credit traders have about MiFID II.
“MiFID II is not yet in force, but its impact is...
