Tag: Deutsche Bank
‘Whatsapp’ fines for banks hit US$1.8 billion
US market regulators have collectively fined 15 broker-dealers, one affiliated investment adviser, plus the swap dealer and futures commission merchant (FCM) affiliates of 11...
James Rubinstein new Americas head of execution and quantitative services at...
Agency broker and block trading specialist, Liquidnet, has appointed James Rubinstein as head of execution and quantitative services (EQS), Americas.
Based in New York, Rubinstein...
Block trading investigations follow a long trend
Several investigations reported in the press are following regulatory scrutiny of block trading arrangements. The investigations reported by Bloomberg, Reuters and the Financial Times...
Lack of detail sinks odd-lot bond case against major banks
The United States District Court, Southern District of New York, has dismissed a court case brought against Bank of America, Barclays, Citigroup, Credit...
THETA hires Flanagan amid whirlwind of connectivity ahead of launch
THETA, the specialist provider of buy-side trading technology as a service, has appointed Paul Flanagan as strategic sales advisor, managing relationships with buy-side firms.
Flanagan...
LedgerEdge appoints fixed income veteran Neal as CEO of US operations
LedgerEdge, the developer of an ecosystem for fixed income trading, has appointed industry veteran Michelle Neal as CEO of its US operations.
Her appointment will...
Deutsche Bank launches new FIC coverage model
Deutsche Bank has set up a new coverage model for its fixed income and currencies (FIC) sales team, intended to be more tailored to...
EC fines Bank of America Merrill Lynch, Crédit Agricole, and Credit...
The European Commission (EC) has fined Bank of America Merrill Lynch, Crédit Agricole, and Credit Suisse €28.5 million for breaching EU antitrust rules, as...
DirectBooks launches platform for issuance of US corporate bonds; European expansion...
DirectBooks, the sell-side consortium founded to increase efficiency in the bond issuance process, has launched its core service to try and simplify communication of...
Steering through volatile markets
Madelaine Jones, portfolio manager for the European high yield and senior loan strategies at Oaktree Capital Management, talks to Lynn Strongin Dodds about lessons...
